Experience Summary
I'm a financial services professional with over thirty years experience with broker/dealer firms, investment advisors and option firms. I hold or held the following FINRA licenses; Series #4 ROP, Series #6 MF, Series #7 RR, Series #8 SUP, Series #12 BOM, Series #24 GSP, Series #27 FINOP,Series #53 muni, Series #63 ST, Series #65 ADV and Series #66 LAW. My most recent position was that of Chief Compliance Officer of Northwestern Mutual Former registered Option principal with Chicago Board Options Exchange and current member of FINRA arbitration board. Wilmette IL (708) 542-6483
Teaching Style
Using my Power Point Presentation, reviewing the study material, chapter and topic chosen by the student and analyze practice exam results.
Top Subjects
SERIES 7
Proficiency: Expert, and one of my top Subjects!
I'm a financial services professional with over thirty years experience and hold or have held the following FINRA licenses; Series #4 ROP, #6 MF, #7 RR, #8 SUP, #24 GSP, #27 FINOP, #63 ST, #65 ADV, #66 LAW.