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ie: 33635 or Tampa, FL

John S.

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Former Reg. Options Principal with Chicago Board Options Ex

Wilmette, IL 60091

Male ( Age 71 )

Member since:11/2013

Rate
$75

I can perfom tutoring:

  • On-line
  • In-home
  • Group

Will travel up to 30 miles

Additional Policies:

Group rates of two or more students 50.00 per person. 24 hour prior cancellation or charged for time.

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About Me

Experience Summary

I'm a financial services professional with over thirty years experience with broker/dealer firms, investment advisors and option firms. I hold or held the following FINRA licenses; Series #4 ROP, Series #6 MF, Series #7 RR, Series #8 SUP, Series #12 BOM, Series #24 GSP, Series #27 FINOP,Series #53 muni, Series #63 ST, Series #65 ADV and Series #66 LAW. My most recent position was that of Chief Compliance Officer of Northwestern Mutual Former registered Option principal with Chicago Board Options Exchange and current member of FINRA arbitration board. Wilmette IL (708) 542-6483

Teaching Style

Using my Power Point Presentation, reviewing the study material, chapter and topic chosen by the student and analyze practice exam results.

Other Comments

I also provide the test "notes" for each exam. These are six to eight pages filled with must know information necessary to pass the exams.

Credentials

Type Level Year Title Issued By

Subject Commentary

SERIES 7 This is one of my top subjects! Proficiency: Expert
I'm a financial services professional with over thirty years experience and hold or have held the following FINRA licenses; Series #4 ROP, #6 MF, #7 RR, #8 SUP, #24 GSP, #27 FINOP, #63 ST, #65 ADV, #66 LAW.

All Subjects I Tutor

  • SERIES 7